CNI Charter Balanced Fund Characteristics

(closed to new investors)

As of December 31, 2009 (updated quarterly)
Benchmark: 60% S&P 500, 30% Barclays Aggregate, 10% ML 90-Day T-Bills (Blended Benchmark)

Standardized returns (Annualized)

  1 year 3 years 5 years 10 years Since Inception*
I Shares 14.03% -2.10% 1.86% 2.79% 7.83%
Blended Benchmark 17.78% -1.00% 2.34% 1.87% 8.30%
  *Inception Date 10/20/1988

 The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. For performance data current to the most recent month end, please call 1-800-445-1341.
 
EQUITY CHARACTERISTICS
  
FUNDAMENTALS FUND S&P 500
Number of Issues
Price/Earnings
Price/Book		 136
33.08
2.30		 500
30.30
2.20

 

SECTOR WEIGHTING FUND S&P 500
Consumer Discretionary
Consumer Staples
Energy
Financials
Health Care
Industrials
Information Technology
Materials
Telecomm Services
Utilities		 11.9%
7.4%
10.5%
15.3%
12.1%
6.3%
23.2%
4.1%
4.7%
4.5%		 9.0%
11.7%
11.2%
15.4%
13.4%
9.9%
19.0%
3.4%
3.1%
3.8%

FIXED INCOME CHARACTERISTICS
TOP 10 HOLDINGS WEIGHTING
Johnson & Johnson
IBM Corp
AT&T Inc
JP Morgan Chase & Co
Google Inc Class A
General Electric Co
Chevron Corp 
Pfizer Inc
Exxon Mobil Corp
Microsoft Corp		 2.5%
2.5%
2.4%
2.4%
2.4%
2.4%
2.3%
2.3%
2.2%
2.0%

 

GROSS EXPENSE RATIO
Class I Shares 1.00%
FUNDAMENTALS FUND Bar Agg
Fixed Income Securities
Effective Maturity (years)
Effective Duration (years)
30-Day SEC Yield		 39
6.07
4.57
4.33%		 8,413
6.84
4.57
3.69%

 

SECTOR WEIGHTING FUND Bar Agg
US Treasury
US Govt Agency
Corporates
Mortgage/CMOs
Asset-Backed
Other
Cash Equivalent		 37.1%
21.0%
0.0%
21.6%
13.4%
0.0%
6.9%		 27.7%
13.2%
18.8%
40.0%
0.3%
0.0%
0.0%
CREDIT QUALITY FUND Bar Agg
Aaa
Aa
A
Baa
Below Baa		 90.9%
1.0%
1.5%
0.9%
5.7%		 78.1%
4.1%
9.7%
8.1%
0.0%

 

All characteristics and fundamentals are subject to change.

 

The Blended Benchmark is a customized index composed of 60% in the S&P 500 Stock Index, 30% in the Barclays US Aggregate Bond Index and 10% in the Merrill Lynch 3-Month U.S. Treasury Index.

The S&P 500 index is a broad based unmanaged index of 500 stocks, which is widely recognized as a representative of the equity market in general.  S&P 500 Stock Index is a registered trademark of McGraw Hill, Inc.


The Barclays US Aggregate Bond Index is a market-capitalization-weighted index of investment-grade, fixed-rate debt issues, including government, corporate, asset-backed  and mortgage-backed securities, with maturities of at least one year.. 


The Merrill Lynch 3-Month U.S. Treasury Index is comprised of a single issue purchased at the beginning of the month and held for a full month.  Each month the index is rebalanced and the issue selected is the outstanding Treasury Bill that matures closes to, but not beyond three months from the rebalancing date.